Portfolio Management and Advice

At High Falls Advisors, we serve as coordinators, bringing together all financial disciplines to make certain our financial strategies are timely and prudent. We provide access to hand-selected specialists, choose cost-effective alternatives, and inform you of progress and developments.

Portfolio Management Services - We will take responsibility for the daily management of a portfolio of securities, using our discretion to make portfolio changes in line with your goals, and we will produce quarterly performance reports. We emphasize cash flow and safety of principal, with the goal of maximum total return.

SIP Fund Management -High Falls offers a specialized service for Kodak employees and retirees participating in the SIP 401(k) plan. Our service enables full management of your SIP 401(k) plan, with emphasis on controlling downside risk. We use long-term trends and asset allocation to customize your funds and manage them to your goals. Our proprietary research service handpicks diversified funds and allocates assets to participate in selected market segments.

We monitor progress toward clients' goals by tracking the performance of funds that are used. High Falls Advisors tracks market changes, adjusts portfolio allocations when necessary, and takes advantage of the plan owners' ability to shift certain funds without transaction costs. Equity and fixed income funds are rebalanced as conditions warrant.  This approach helps to smooth out the bumps in the investment road without sacrificing the goal of enhancing the value of clients' savings and investment plans.

Portfolio Advisory Services - For those who wish to manage their own portfolios, we offer advice according to an agreed-upon schedule.  We will design a program to accomodate an entire portfolio or specific individual components.